Standard-setting international bodies have published codes, principles, and good practices for financial sector oversight on a host op topic. This blog attempts to give an overview of this valuable guidance.
Financial Regulation and Supervision
- Code of Good Practices on Transparency in Monetary and Financial Policies (September 1999)
- Core Principles for Effective Banking Supervision (October 2006)
- Good Practice Principles on Supervisory Colleges (October 2010)
- Core Principles for Effective Deposit Insurance Systems (June 2009)
- Principles for Effective Insurance Supervision
Financial Infrastructure Oversight
- Objectives and Principles for Securities Regulation (May 2003)
- Core Principles for Systemically Important Payments Systems (January 2001)
- Recommendations for Securities Settlement Systems (November 2001)
- Recommendations for Central Counterparties (November 2004)
- 40+9 Recommendations Fighting Anti-Money Laundering and Combating the Financing of Terrorism
Resolution of Financial Institutions
- Overview of the Legal, Institutional, and Regulatory Framework for Bank Insolvency (April 2009)
- Legal Aspects of Regulatory Treatment of Banks in Distress (April 2001)
- Supervisory Guidance on Dealing with Weak Banks (March 2002)
- The Need for Special Resolution Regimes for Financial Institutions—The Case of the European Union (September 2009)
- Principles for Cross-border Cooperation on Crisis Management (April 2009)
- Resolution of Cross-Border Banks - A Proposed Framework for Enhanced Coordination (June 2010)
- Report and Recommendations of the Cross-border Bank Resolution Group (March 2010)
